Takenori Suzuki
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Takenori Suzuki, a licensed former licensee with CE reference ADD571. This person has 7.7 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-04-08 | 2016-04-08 |
| VP Wealth Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2012-08-30 | 2012-10-11 |
| LGT Investment Management (Asia) Limited | Rep | Type 1 - Dealing in securities | 2009-11-23 | 2012-06-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2005-04-23 | 2007-04-26 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2005-04-23 | 2007-04-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Takenori Suzuki during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.