Na Wu
吳娜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Na Wu (吳娜), a licensed Responsible Officer with CE reference ANT430. Currently licensed at 1 firm(s): Fighton Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 19.4 years of SFC licence history. Total licence records on file: 23.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fighton Capital Limited 方騰資本有限公司 |
RO | Type 4 - Advising on securities | 2016-07-18 | present |
| Fighton Capital Limited 方騰資本有限公司 |
RO | Type 9 - Asset management | 2014-08-29 | present |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2011-09-01 | 2014-01-02 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
RO | Type 4 - Advising on securities | 2011-04-18 | 2014-01-02 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
RO | Type 9 - Asset management | 2011-04-18 | 2014-01-02 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2011-03-23 | 2011-04-18 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 9 - Asset management | 2011-03-23 | 2011-04-18 |
| Hamon Asian Advisors Limited | RO | Type 4 - Advising on securities | 2010-04-14 | 2011-03-14 |
| Hamon Asset Management Limited | RO | Type 4 - Advising on securities | 2010-04-14 | 2011-03-14 |
| PFP Capital Limited | RO | Type 4 - Advising on securities | 2010-04-14 | 2011-03-14 |
| Hamon Asset Management Limited | RO | Type 5 - Advising on futures contracts | 2010-04-14 | 2011-03-14 |
| PFP Capital Limited | RO | Type 5 - Advising on futures contracts | 2010-04-14 | 2011-03-14 |
| Hamon Asian Advisors Limited | RO | Type 9 - Asset management | 2010-04-14 | 2011-03-14 |
| Hamon Asset Management Limited | RO | Type 9 - Asset management | 2010-04-14 | 2011-03-14 |
| PFP Capital Limited | RO | Type 9 - Asset management | 2010-04-14 | 2011-03-14 |
| Hamon Asian Advisors Limited | Rep | Type 4 - Advising on securities | 2006-08-04 | 2010-04-14 |
| Hamon Asset Management Limited | Rep | Type 4 - Advising on securities | 2006-08-04 | 2010-04-14 |
| PFP Capital Limited | Rep | Type 4 - Advising on securities | 2006-08-04 | 2010-04-14 |
| Hamon Asset Management Limited | Rep | Type 5 - Advising on futures contracts | 2006-08-04 | 2010-04-14 |
| PFP Capital Limited | Rep | Type 5 - Advising on futures contracts | 2006-08-04 | 2010-04-14 |
| Hamon Asian Advisors Limited | Rep | Type 9 - Asset management | 2006-08-04 | 2010-04-14 |
| Hamon Asset Management Limited | Rep | Type 9 - Asset management | 2006-08-04 | 2010-04-14 |
| PFP Capital Limited | Rep | Type 9 - Asset management | 2006-08-04 | 2010-04-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Na Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.