Christopher Chu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Chu ( ), a licensed former licensee with CE reference AQD399. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-26 | 2018-06-21 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2014-09-26 | 2018-06-21 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2014-09-26 | 2018-06-21 |
| Hamon Asian Advisors Limited | Rep | Type 4 — Advising on securities | 2009-11-16 | 2014-07-19 |
| Hamon Asset Management Limited | Rep | Type 4 — Advising on securities | 2009-11-16 | 2014-07-19 |
| PFP Capital Limited | Rep | Type 4 — Advising on securities | 2009-11-16 | 2014-07-19 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2007-12-12 | 2008-07-25 |