Christopher Chu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Chu, a licensed former licensee with CE reference AQD399. This person has 9.0 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-26 | 2018-06-21 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2014-09-26 | 2018-06-21 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 9 - Asset management | 2014-09-26 | 2018-06-21 |
| Hamon Asian Advisors Limited | Rep | Type 4 - Advising on securities | 2009-11-16 | 2014-07-19 |
| Hamon Asset Management Limited | Rep | Type 4 - Advising on securities | 2009-11-16 | 2014-07-19 |
| PFP Capital Limited | Rep | Type 4 - Advising on securities | 2009-11-16 | 2014-07-19 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 - Advising on securities | 2007-12-12 | 2008-07-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Christopher Chu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.