Stephan Jacques Rene Repkow
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephan Jacques Rene Repkow ( ), a licensed former licensee with CE reference ARD165. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2012-02-16 | 2015-06-30 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
RO | Type 4 — Advising on securities | 2012-02-16 | 2015-06-30 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
RO | Type 9 — Asset management | 2012-02-16 | 2015-06-30 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-23 | 2012-02-16 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-23 | 2012-02-16 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2011-03-23 | 2012-02-16 |
| Swiss-Asia Asset Management (HK) Limited | RO | Type 4 — Advising on securities | 2010-06-02 | 2011-01-31 |
| Swiss-Asia Asset Management (HK) Limited | RO | Type 9 — Asset management | 2010-06-02 | 2011-01-31 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-27 | 2009-04-07 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2008-05-27 | 2009-04-07 |