Xavier Chung Sing Wong
黃仲聖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xavier Chung Sing Wong (黃仲聖), a licensed former licensee with CE reference AAA012. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-15 | 2017-09-19 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2010-12-15 | 2017-09-19 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-01 | 2010-08-06 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 9 — Asset management | 2008-08-01 | 2010-08-06 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-12-28 | 2008-05-20 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 9 — Asset management | 2007-11-02 | 2008-05-20 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-08-31 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-04-20 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-04-20 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2007-08-31 |