Harry Wind
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Harry Wind ( ), a licensed former licensee with CE reference BHA623. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-01 | 2026-03-07 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2016-04-01 | 2026-03-07 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2016-04-01 | 2026-03-07 |