Pak Shing Chan

陳伯成
CE No. ADI079 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pak Shing Chan (陳伯成), a licensed former licensee with CE reference ADI079. This person has 2.4 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
UBP Asset Management Asia Limited
瑞士聯合資產管理亞洲有限公司
Rep Type 1 - Dealing in securities 2008-03-07 2010-02-09
UBP Asset Management Asia Limited
瑞士聯合資產管理亞洲有限公司
Rep Type 4 - Advising on securities 2008-03-07 2010-02-09
UBP Asset Management Asia Limited
瑞士聯合資產管理亞洲有限公司
Rep Type 1 - Dealing in securities 2007-07-03 2008-01-03
UBP Asset Management Asia Limited
瑞士聯合資產管理亞洲有限公司
Rep Type 4 - Advising on securities 2007-07-03 2008-01-03

Worked alongside

The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Pak Shing Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Paul Henri Joseph Germain Boillat UBP Asset Management Asia Limited 2007–2010
Yusuf Razaul Haque UBP Asset Management Asia Limited 2007–2010
Jean-Noel Raymond Sione UBP Asset Management Asia Limited 2007–2010
Nicolas Sione UBP Asset Management Asia Limited 2007–2010
Omar Kadri Moufti UBP Asset Management Asia Limited 2007–2010
Henry Gee Hung Chau UBP Asset Management Asia Limited 2008–2010
Basel Ali Kirmani UBP Asset Management Asia Limited 2008–2010
Alexander David Balfour UBP Asset Management Asia Limited 2007
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