Pui Ching Chan
陳佩貞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Ching Chan (陳佩貞), a licensed former licensee with CE reference AGN555. This person has 7.4 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-28 | 2016-10-21 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2015-07-28 | 2016-10-21 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 9 - Asset management | 2015-07-28 | 2016-10-21 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 4 - Advising on securities | 2010-11-01 | 2011-11-11 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 9 - Asset management | 2006-11-03 | 2008-10-18 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2006-05-11 | 2008-10-18 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2005-01-25 | 2006-04-10 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2003-06-06 | 2004-11-16 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2003-06-06 | 2004-11-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pui Ching Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.