Peng Yao
姚鵬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peng Yao (姚鵬), a licensed former licensee with CE reference AXC426. This person has 14.1 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2020-11-23 | 2026-02-06 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2020-11-23 | 2026-02-06 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-10-20 | 2020-11-23 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2020-10-20 | 2020-11-23 |
| CCB Securities Limited 建行證券有限公司 |
RO | Type 4 - Advising on securities | 2019-11-05 | 2020-07-31 |
| CCB Securities Limited 建行證券有限公司 |
RO | Type 9 - Asset management | 2019-11-05 | 2020-07-31 |
| Shinhan Asset Management (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2017-09-14 | 2019-06-17 |
| Shinhan Asset Management (Hong Kong) Limited | RO | Type 9 - Asset management | 2017-09-14 | 2019-06-17 |
| Shinhan Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2017-07-21 | 2017-09-14 |
| Shinhan Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2017-07-21 | 2017-09-14 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-24 | 2017-06-01 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2015-08-24 | 2017-06-01 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 9 - Asset management | 2015-08-24 | 2017-06-01 |
| HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-04-01 | 2015-08-22 |
| HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2011-04-01 | 2015-08-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Peng Yao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.