Satomi Shimada
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Satomi Shimada ( ), a licensed former licensee with CE reference AJB419. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-30 | 2018-10-31 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2018-04-30 | 2018-10-31 |
| Rockhampton Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2005-06-24 | 2011-01-26 |
| Tyric Capital Limited 泰瑞資本有限公司 |
Rep | Type 5 — Advising on futures contracts | 2003-12-02 | 2005-06-24 |
| Tyric Capital Limited 泰瑞資本有限公司 |
Rep | Type 4 — Advising on securities | 2003-07-09 | 2005-06-24 |
| Tyric Capital Limited 泰瑞資本有限公司 |
Rep | Type 9 — Asset management | 2003-07-09 | 2005-06-24 |