Josephine Yi Shun Wu
胡懿淳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Josephine Yi Shun Wu (胡懿淳), a licensed former licensee with CE reference ATT236. This person has 9.3 years of SFC licence history. Total licence records on file: 11.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
RO | Type 4 - Advising on securities | 2019-05-28 | 2019-11-14 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
RO | Type 9 - Asset management | 2019-05-28 | 2019-11-14 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 9 - Asset management | 2019-03-15 | 2019-05-28 |
| Light & Salt Capital Management Limited 亮存資產管理有限公司 |
RO | Type 9 - Asset management | 2015-02-12 | 2018-11-30 |
| Light & Salt Capital Management Limited 亮存資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-09-30 | 2015-02-12 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2011-06-07 | 2014-05-01 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 9 - Asset management | 2011-06-07 | 2014-05-01 |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-12-16 | 2011-05-26 |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-12-16 | 2011-05-26 |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 9 - Asset management | 2009-12-16 | 2011-05-26 |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2009-10-22 | 2011-05-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Josephine Yi Shun Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.