Josephine Yi Shun Wu
胡懿淳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Josephine Yi Shun Wu (胡懿淳), a licensed former licensee with CE reference ATT236. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
RO | Type 4 — Advising on securities | 2019-05-28 | 2019-11-14 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
RO | Type 9 — Asset management | 2019-05-28 | 2019-11-14 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2019-03-15 | 2019-05-28 |
| Light & Salt Capital Management Limited 亮存資產管理有限公司 |
RO | Type 9 — Asset management | 2015-02-12 | 2018-11-30 |
| Light & Salt Capital Management Limited 亮存資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-09-30 | 2015-02-12 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-06-07 | 2014-05-01 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 9 — Asset management | 2011-06-07 | 2014-05-01 |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-12-16 | 2011-05-26 |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-12-16 | 2011-05-26 |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 9 — Asset management | 2009-12-16 | 2011-05-26 |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-22 | 2011-05-26 |