Ballingal Investment Advisors Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ballingal Investment Advisors Limited, a Hong Kong-based licensed corporation with CE reference AKO494. Currently licensed for regulated activity type(s) 4 - Advising on securities; 5 - Advising on futures contracts; 9 - Asset management. Current licensed staff on file: 4 (total recorded over time: 27). Earliest licence on file: 2004-08-13.
- Category:
-
Sell side · Brokerage ?
- Registered address:
- 20/F, Shun Ho Tower, 30 Ice House Street, Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 - Advising on securities | 2004-08-13 | present |
| Type 5 - Advising on futures contracts | 2004-08-13 | present |
| Type 9 - Asset management | 2004-08-13 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (27)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Andrew Robert Thomas Ballingal | RO 4, 5, 9 | 2004-08 | Present |
| Michael William Ng 吳以廉 | RO 4, 5, 9 Rep 4, 5, 9 | 2014-06 | Present |
| David James Blennerhassett | Rep 4 | 2017-01 | Present |
| Travis Stuart Lundy | Rep 4, 9 | 2017-01 | Present |
| Alexander Robert Medd | Rep 4 | 2021-02 | 2021-10 |
| Poonam Dhir | RO 4, 5, 9 Rep 4, 5, 9 | 2010-06 | 2020-07 |
| Ji Eun Park | Rep 4 | 2017-03 | 2017-12 |
| Paul Michael Kitney | Rep 4, 9 | 2016-08 | 2017-10 |
| Wei Liao 廖薇 | Rep 4, 5, 9 | 2011-11 | 2017-08 |
| Oscar Kwok Leung Sin 單國樑 | RO 4, 5, 9 Rep 4, 5, 9 | 2010-07 | 2016-02 |
| John Cyril Lester Schofield | RO 4, 9 Rep 4, 5, 9 | 2014-03 | 2015-05 |
| Marc Alan Geddes | Rep 4, 5, 9 | 2013-06 | 2015-04 |
| Thomas Alexander Royds | RO 4, 5, 9 Rep 5 | 2011-06 | 2015-02 |
| Epiphanios Michael | Rep 4, 5, 9 | 2013-10 | 2014-05 |
| Ronald Wing Chung Li 李穎中 | RO 4, 5, 9 Rep 4, 5, 9 | 2009-05 | 2014-02 |
| Thomas Frederick Faulkner | Rep 4, 5, 9 | 2013-10 | 2013-12 |
| Amelia Mary Savory | Rep 4, 5, 9 | 2012-05 | 2013-10 |
| Geoffrey Charles Barker | RO 4, 5, 9 Rep 4, 5, 9 | 2005-11 | 2013-09 |
| Nicholas Paley Bibby | Rep 4, 5, 9 | 2009-09 | 2013-09 |
| Glen Gordon | Rep 4, 5, 9 | 2011-03 | 2012-12 |
| Stewart Kenneth Ferns | Rep 4, 5, 9 | 2009-11 | 2011-03 |
| Neil John Scrase 單國雄 | Rep 4, 5, 9 | 2008-12 | 2011-01 |
| Andrew Mark Limond | Rep 4, 5, 9 | 2008-07 | 2010-08 |
| Linda Marie Csellak | RO 4, 5, 9 | 2008-05 | 2009-03 |
| James St. John Squire | RO 4, 5, 9 Rep 4, 5, 9 | 2004-09 | 2007-06 |
| Kwong Wui Wong 黃冠瑋 | RO 4, 5, 9 | 2005-11 | 2007-02 |
| Mary Charlotte McBain | RO 4, 5, 9 Rep 4 | 2004-08 | 2006-04 |
Showing 1–27 of 27
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