Oscar Kwok Leung Sin
單國樑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Oscar Kwok Leung Sin (單國樑), CE reference AVL136. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prosper Global Asset Management Limited 盛世環球資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-12-15 | 2023-06-02 |
| Prosper Global Asset Management Limited 盛世環球資產管理有限公司 |
RO | Type 9 — Asset management | 2020-12-15 | 2023-06-02 |
| Prosper Global Asset Management Limited 盛世環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-10-14 | 2020-12-15 |
| Prosper Global Asset Management Limited 盛世環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-10-14 | 2020-12-15 |
| RAM Investment Advisors Limited 譽信投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-24 | 2020-04-08 |
| RAM Investment Advisors Limited 譽信投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-24 | 2020-04-08 |
| RAM Investment Advisors Limited 譽信投資管理有限公司 |
Rep | Type 9 — Asset management | 2019-06-24 | 2020-04-08 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-02 | 2019-06-10 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-04-02 | 2019-06-10 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 4 — Advising on securities | 2019-02-28 | 2019-06-10 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 9 — Asset management | 2019-02-28 | 2019-06-10 |
| Holly International Asset Management Company Limited 弘業國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-08-28 | 2019-02-11 |
| Holly International Asset Management Company Limited 弘業國際資產管理有限公司 |
RO | Type 9 — Asset management | 2018-08-28 | 2019-02-11 |
| Ballingal Investment Advisors Limited |
RO | Type 4 — Advising on securities | 2015-09-29 | 2016-02-20 |
| Ballingal Investment Advisors Limited |
RO | Type 5 — Advising on futures contracts | 2015-09-29 | 2016-02-20 |
| Ballingal Investment Advisors Limited |
RO | Type 9 — Asset management | 2015-09-29 | 2016-02-20 |
| Ballingal Investment Advisors Limited |
Rep | Type 4 — Advising on securities | 2010-07-05 | 2015-09-29 |
| Ballingal Investment Advisors Limited |
Rep | Type 5 — Advising on futures contracts | 2010-07-05 | 2015-09-29 |
| Ballingal Investment Advisors Limited |
Rep | Type 9 — Asset management | 2010-07-05 | 2015-09-29 |