Marc Alan Geddes
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Marc Alan Geddes, a licensed Responsible Officer with CE reference BBC911. Currently licensed at 1 firm(s): Mackenzie Investments Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mackenzie Investments Asia Limited | RO | Type 1 - Dealing in securities | 2019-12-17 | present |
| Mackenzie Investments Asia Limited | Rep | Type 4 - Advising on securities | 2015-05-18 | present |
| Mackenzie Investments Asia Limited | Rep | Type 9 - Asset management | 2015-05-18 | present |
| Ballingal Investment Advisors Limited |
Rep | Type 4 - Advising on securities | 2013-06-05 | 2015-04-30 |
| Ballingal Investment Advisors Limited |
Rep | Type 5 - Advising on futures contracts | 2013-06-05 | 2015-04-30 |
| Ballingal Investment Advisors Limited |
Rep | Type 9 - Asset management | 2013-06-05 | 2015-04-30 |