Wei Liao
廖薇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wei Liao (廖薇), a licensed former licensee with CE reference AYJ548. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deltroit (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2023-04-27 | 2024-12-12 |
| Deltroit (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2023-04-27 | 2024-12-12 |
| Deltroit (Hong Kong) Limited | RO | Type 9 — Asset management | 2022-06-13 | 2024-12-12 |
| Deltroit (Hong Kong) Limited | Rep | Type 9 — Asset management | 2021-05-25 | 2022-06-13 |
| GROW Asset Management (HK) Limited |
Rep | Type 9 — Asset management | 2019-03-01 | 2020-12-31 |
| OP Investment Management Limited 東英投資管理有限公司 |
Rep | Type 9 — Asset management | 2017-12-04 | 2019-02-28 |
| Ballingal Investment Advisors Limited |
Rep | Type 4 — Advising on securities | 2016-11-03 | 2017-08-31 |
| Ballingal Investment Advisors Limited |
Rep | Type 5 — Advising on futures contracts | 2016-11-03 | 2017-08-31 |
| Ballingal Investment Advisors Limited |
Rep | Type 9 — Asset management | 2016-11-03 | 2017-08-31 |
| City Financial Investment Company (Hong Kong) Limited | Rep | Type 9 — Asset management | 2013-12-04 | 2016-10-31 |
| Ballingal Investment Advisors Limited |
Rep | Type 4 — Advising on securities | 2011-11-07 | 2013-09-30 |
| Ballingal Investment Advisors Limited |
Rep | Type 5 — Advising on futures contracts | 2011-11-07 | 2013-09-30 |
| Ballingal Investment Advisors Limited |
Rep | Type 9 — Asset management | 2011-11-07 | 2013-09-30 |