Poonam Dhir
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Poonam Dhir, a licensed former licensee with CE reference AVH305. This person has 13.3 years of SFC licence history. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Going International Asset Management Limited 高盈國際資產管理有限公司 |
RO | Type 9 - Asset management | 2020-09-03 | 2026-10-31 |
| Going International Asset Management Limited 高盈國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-08-03 | 2020-09-03 |
| Ballingal Investment Advisors Limited | RO | Type 5 - Advising on futures contracts | 2017-06-27 | 2020-07-01 |
| Ballingal Investment Advisors Limited | Rep | Type 5 - Advising on futures contracts | 2017-02-10 | 2017-06-27 |
| Ballingal Investment Advisors Limited | RO | Type 4 - Advising on securities | 2016-07-29 | 2020-07-01 |
| Ballingal Investment Advisors Limited | RO | Type 5 - Advising on futures contracts | 2016-07-29 | 2017-02-10 |
| Ballingal Investment Advisors Limited | RO | Type 9 - Asset management | 2016-07-29 | 2020-07-01 |
| Ballingal Investment Advisors Limited | Rep | Type 4 - Advising on securities | 2016-06-01 | 2016-07-29 |
| Ballingal Investment Advisors Limited | Rep | Type 5 - Advising on futures contracts | 2016-06-01 | 2016-07-29 |
| Ballingal Investment Advisors Limited | Rep | Type 9 - Asset management | 2016-06-01 | 2016-07-29 |
| Ballingal Investment Advisors Limited | Rep | Type 4 - Advising on securities | 2010-06-14 | 2013-05-31 |
| Ballingal Investment Advisors Limited | Rep | Type 5 - Advising on futures contracts | 2010-06-14 | 2013-05-31 |
| Ballingal Investment Advisors Limited | Rep | Type 9 - Asset management | 2010-06-14 | 2013-05-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Poonam Dhir during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.