Poonam Dhir
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Poonam Dhir, CE reference AVH305. Currently licensed at 1 firm(s): Going International Asset Management Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Going International Asset Management Limited 高盈國際資產管理有限公司 |
RO | Type 9 — Asset management | 2020-09-03 | present |
| Going International Asset Management Limited 高盈國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-08-03 | 2020-09-03 |
| Ballingal Investment Advisors Limited |
RO | Type 5 — Advising on futures contracts | 2017-06-27 | 2020-07-01 |
| Ballingal Investment Advisors Limited |
Rep | Type 5 — Advising on futures contracts | 2017-02-10 | 2017-06-27 |
| Ballingal Investment Advisors Limited |
RO | Type 4 — Advising on securities | 2016-07-29 | 2020-07-01 |
| Ballingal Investment Advisors Limited |
RO | Type 5 — Advising on futures contracts | 2016-07-29 | 2017-02-10 |
| Ballingal Investment Advisors Limited |
RO | Type 9 — Asset management | 2016-07-29 | 2020-07-01 |
| Ballingal Investment Advisors Limited |
Rep | Type 4 — Advising on securities | 2016-06-01 | 2016-07-29 |
| Ballingal Investment Advisors Limited |
Rep | Type 5 — Advising on futures contracts | 2016-06-01 | 2016-07-29 |
| Ballingal Investment Advisors Limited |
Rep | Type 9 — Asset management | 2016-06-01 | 2016-07-29 |
| Ballingal Investment Advisors Limited |
Rep | Type 4 — Advising on securities | 2010-06-14 | 2013-05-31 |
| Ballingal Investment Advisors Limited |
Rep | Type 5 — Advising on futures contracts | 2010-06-14 | 2013-05-31 |
| Ballingal Investment Advisors Limited |
Rep | Type 9 — Asset management | 2010-06-14 | 2013-05-31 |