Andrew Mark Limond
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Mark Limond ( ), a licensed former licensee with CE reference ARA846. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Polen Capital HK Limited | Rep | Type 4 — Advising on securities | 2012-10-04 | 2013-04-15 |
| Polen Capital HK Limited | Rep | Type 9 — Asset management | 2012-10-04 | 2013-04-15 |
| Lloyd George Investment Management (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2010-10-20 | 2012-10-31 |
| Lloyd George Investment Management (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2010-10-20 | 2012-10-31 |
| Ballingal Investment Advisors Limited |
Rep | Type 4 — Advising on securities | 2008-07-14 | 2010-08-31 |
| Ballingal Investment Advisors Limited |
Rep | Type 5 — Advising on futures contracts | 2008-07-14 | 2010-08-31 |
| Ballingal Investment Advisors Limited |
Rep | Type 9 — Asset management | 2008-07-14 | 2010-08-31 |