Stewart Kenneth Ferns
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stewart Kenneth Ferns, a licensed former licensee with CE reference AQP587. This person has 2.6 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| City Financial Investment Company (Hong Kong) Limited | Rep | Type 9 - Asset management | 2017-01-25 | 2017-08-18 |
| Ballingal Investment Advisors Limited | Rep | Type 4 - Advising on securities | 2009-11-13 | 2011-03-31 |
| Ballingal Investment Advisors Limited | Rep | Type 5 - Advising on futures contracts | 2009-11-13 | 2011-03-31 |
| Ballingal Investment Advisors Limited | Rep | Type 9 - Asset management | 2009-11-13 | 2011-03-31 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2008-03-03 | 2008-11-03 |
Worked alongside
The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Stewart Kenneth Ferns during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.