Neil John Scrase
單國雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Neil John Scrase (單國雄), a licensed former licensee with CE reference AME544. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Privium Fund Management (HK) Limited | Rep | Type 9 — Asset management | 2025-03-14 | 2025-04-01 |
| Deltroit (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2020-12-28 | 2021-07-30 |
| Deltroit (Hong Kong) Limited | Rep | Type 9 — Asset management | 2019-08-16 | 2021-07-30 |
| City Financial Investment Company (Hong Kong) Limited | Rep | Type 9 — Asset management | 2013-12-04 | 2019-08-16 |
| EXS Capital Asia Limited | Rep | Type 4 — Advising on securities | 2011-08-10 | 2013-09-11 |
| EXS Capital Asia Limited | Rep | Type 6 — Advising on corporate finance | 2011-08-10 | 2013-09-11 |
| EXS Capital Asia Limited | Rep | Type 9 — Asset management | 2011-08-10 | 2013-09-11 |
| Ballingal Investment Advisors Limited |
Rep | Type 4 — Advising on securities | 2009-07-22 | 2011-01-01 |
| Ballingal Investment Advisors Limited |
Rep | Type 5 — Advising on futures contracts | 2009-07-22 | 2011-01-01 |
| Ballingal Investment Advisors Limited |
Rep | Type 9 — Asset management | 2008-12-01 | 2011-01-01 |
| Gottex Fund Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2006-11-29 | 2008-06-20 |
| Tyric Capital Limited 泰瑞資本有限公司 |
Rep | Type 4 — Advising on securities | 2005-09-27 | 2006-11-07 |
| Tyric Capital Limited 泰瑞資本有限公司 |
Rep | Type 5 — Advising on futures contracts | 2005-09-27 | 2006-11-07 |
| Tyric Capital Limited 泰瑞資本有限公司 |
Rep | Type 9 — Asset management | 2005-09-27 | 2006-11-07 |