Glen Gordon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Glen Gordon, CE reference AWT838. Currently licensed at 1 firm(s): Jefferies Hong Kong Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 — Advising on securities | 2023-10-26 | present |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-19 | present |
| Asia Pacific Investment Advisors Limited |
Rep | Type 4 — Advising on securities | 2017-01-13 | 2017-08-31 |
| Argonaut Securities (Asia) Limited |
Rep | Type 1 — Dealing in securities | 2014-02-13 | 2016-07-18 |
| Argonaut Securities (Asia) Limited |
Rep | Type 4 — Advising on securities | 2014-02-13 | 2016-07-18 |
| Ballingal Investment Advisors Limited |
Rep | Type 4 — Advising on securities | 2011-03-30 | 2012-12-31 |
| Ballingal Investment Advisors Limited |
Rep | Type 5 — Advising on futures contracts | 2011-03-30 | 2012-12-31 |
| Ballingal Investment Advisors Limited |
Rep | Type 9 — Asset management | 2011-03-30 | 2012-12-31 |