Glen Gordon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Glen Gordon, a licensed Representative with CE reference AWT838. Currently licensed at 1 firm(s): Jefferies Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 13.0 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 - Advising on securities | 2023-10-26 | present |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2018-06-19 | present |
| Asia Pacific Investment Advisors Limited | Rep | Type 4 - Advising on securities | 2017-01-13 | 2017-08-31 |
| Argonaut Securities (Asia) Limited | Rep | Type 1 - Dealing in securities | 2014-02-13 | 2016-07-18 |
| Argonaut Securities (Asia) Limited | Rep | Type 4 - Advising on securities | 2014-02-13 | 2016-07-18 |
| Ballingal Investment Advisors Limited | Rep | Type 4 - Advising on securities | 2011-03-30 | 2012-12-31 |
| Ballingal Investment Advisors Limited | Rep | Type 5 - Advising on futures contracts | 2011-03-30 | 2012-12-31 |
| Ballingal Investment Advisors Limited | Rep | Type 9 - Asset management | 2011-03-30 | 2012-12-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Glen Gordon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.