Northern Trust Company of Hong Kong Limited, The
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Northern Trust Company of Hong Kong Limited, The, a Hong Kong-based licensed corporation with CE reference ACO807. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 19 (total recorded over time: 152). Earliest licence on file: 2011-09-05.
- Category:
-
Sell side · Trustee / custody / clearing ?
- Registered address:
- Suite 3001-3006, Three Pacific Place, 1 Queen's Road East
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | present |
| Type 2 - Dealing in futures contracts | 2011-11-02 | present |
| Type 4 - Advising on securities | 2017-03-10 | present |
| Type 9 - Asset management | 2011-09-05 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (152)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Ching Ha Chau 周靜霞 | RO 9 Rep 9 | 2020-11 | Present |
| Jeffery Coyle | RO 1 Rep 1 | 2019-02 | Present |
| Bun Sieng Eng | RO 1 Rep 1 | 2011-10 | Present |
| Dane Gower Fannin | RO 1, 4 Rep 1 | 2008-03 | Present |
| Chi Ping Lam 林治平 | RO 1, 2, 4, 9 Rep 1, 2 | 2014-07 | Present |
| Thuan Shiah Michael Tan | RO 1, 2 Rep 1, 2, 9 | 2015-08 | Present |
| Manfred Man Chun Wong 黃文俊 | RO 1, 2, 4, 9 Rep 1, 2, 9 | 2012-02 | Present |
| Jeffrey Chun Kee Chan 陳鎮基 | Rep 1 | 2025-01 | Present |
| Lok Yi Chim 詹樂怡 | Rep 1 | 2019-08 | Present |
| Min Wen Hwang | Rep 1 | 2020-05 | Present |
| Xiaojing Valerie Li 李筱菁 | Rep 1 | 2019-05 | Present |
| Elmen Ka Bik Lo 盧家碧 | Rep 1 | 2012-11 | Present |
| Edgar Chi Ngai Ng 吳志毅 | Rep 1 | 2023-06 | Present |
| Xuan Pan 潘璇 | Rep 1, 4 | 2026-01 | Present |
| Sophie Ann Piempreecha | Rep 9 | 2021-05 | Present |
| Jan Wilhelm Rohof | Rep 1, 4 | 2024-11 | Present |
| Sing Yam Tsui 徐星任 | Rep 1, 4, 9 | 2023-09 | Present |
| Jun Wong 王俊 | Rep 1, 2 | 2026-08 | Present |
| Ho Lam Fedora Yuen 袁皓琳 | Rep 1, 4 | 2022-05 | Present |
| Yen Ting Lee 李言亭 | Rep 1 | 2022-11 | 2026-07 |
| Wilson Wai Shun Har 夏偉舜 | Rep 1, 2 | 2017-12 | 2025-12 |
| Taeyoung Kim 金泰永 | Rep 1, 4 | 2022-02 | 2025-11 |
| Ho Lap Wong 黃浩立 | Rep 1, 4 | 2022-01 | 2025-09 |
| Eric Joon Ho Lee | Rep 1, 4 | 2016-12 | 2025-07 |
| Aisling Helen Keane | RO 1, 4 Rep 1, 4 | 2024-01 | 2025-05 |
| Volodymyr Bagriy | Rep 9 | 2023-02 | 2025-04 |
| John Martin Mc Careins Jr | RO 1, 2, 4, 9 Rep 1 | 2016-04 | 2025-04 |
| Benoit Pincon | Rep 1, 4 | 2020-08 | 2024-10 |
| Kwan Ho Cheung 張鈞浩 | Rep 1, 4 | 2022-07 | 2024-08 |
| Wang Xiang 項往 | Rep 1, 4 | 2022-09 | 2023-12 |
| Tsit Shan Tung 董哲珊 | RO 1 Rep 1, 4 | 2011-11 | 2023-10 |
| Caroline Mary Higgins | RO 1, 2, 4, 9 | 2021-07 | 2023-09 |
| Seamus Fox | Rep 1 | 2022-09 | 2023-08 |
| Jong Il Howard Park 朴鍾壹 | Rep 1 | 2015-09 | 2023-03 |
| James Duncan Mc Donald | Rep 1 | 2009-09 | 2022-12 |
| Gregory Robert Pasieka | RO 1, 2, 9 Rep 9 | 2012-10 | 2022-10 |
| Alexander Grant MacMillan | Rep 1 | 2020-01 | 2022-09 |
| John Laurence Irwin | RO 1 | 2018-07 | 2022-09 |
| Po Hsiu Chen | Rep 1 | 2020-08 | 2022-06 |
| James Allen Hutchinson | Rep 1 | 2019-08 | 2022-05 |
| Kai Ho Cheung 張繼浩 | Rep 1, 4 | 2020-05 | 2022-01 |
| Halim Lee | Rep 1, 4 | 2021-02 | 2021-12 |
| Xinyi Li 李心怡 | Rep 1, 4 | 2018-03 | 2021-10 |
| Michael Chu Mo Wu | RO 1, 2, 4, 9 | 2015-06 | 2021-06 |
| Robert Lauriston John Arnott | RO 1, 4 | 2017-03 | 2021-06 |
| Helen Rebecca Eastwood | Rep 1, 4 | 2017-05 | 2021-06 |
| Gary David Paulin | Rep 1 | 2019-03 | 2021-06 |
| Richard Allan Vigsnes Jr | RO 1, 2 | 2011-11 | 2021-06 |
| Robert Patrick Browne | Rep 1 | 2009-07 | 2021-05 |
| Andrew Mark Snowdon | Rep 1 | 2017-02 | 2021-05 |
| Masahiro Aikawa 相川雅宏 | Rep 9 | 2014-04 | 2021-02 |
| Cameron Duncan Footer | RO 1, 4 | 2017-03 | 2021-02 |
| Yong Jae Yoo | Rep 1, 4 | 2018-10 | 2020-11 |
| Andrew Robert Clayton | Rep 1 | 2006-06 | 2020-10 |
| Grace Susan Hayman | Rep 1 | 2019-03 | 2020-10 |
| Andrew James Allison | Rep 9 | 2018-08 | 2020-09 |
| Mamadou-Abou Sarr | Rep 1 | 2019-07 | 2020-03 |
| Andrew Charles Geggus | RO 1 Rep 1 | 2017-07 | 2020-01 |
| Benjamin Taylor Jenkins | Rep 1 | 2019-03 | 2019-11 |
| Suet Ying Lily Vanessa Kwok 郭雪英 | Rep 1 | 2018-11 | 2019-10 |
| Katherine Kar Pui Lee 李嘉珮 | Rep 1 | 2005-07 | 2019-05 |
| Dian Deng 鄧典 | Rep 1 | 2018-07 | 2019-05 |
| Justin Daniel Miller | Rep 1 | 2007-05 | 2019-03 |
| Daniel Jason Phillips | Rep 1, 4 | 2018-12 | 2019-02 |
| Margret Eva Duvall | Rep 1 | 2011-03 | 2019-01 |
| Nicholas James Dymond | Rep 1, 9 | 2010-09 | 2019-01 |
| Robert Paul Morgan | Rep 1 | 2007-07 | 2019-01 |
| Douglas James Macleod Morton | Rep 1, 4 | 2017-05 | 2018-11 |
| Christopher Yuk Hei Chow 周昱希 | Rep 1 | 2018-06 | 2018-11 |
| Johnson Chun Kit Har 夏俊傑 | Rep 1 | 2017-06 | 2018-11 |
| Margaret Man Nei Law 羅敏妮 | RO 1 Rep 1 | 2011-03 | 2018-06 |
| Blake C Shen 沈欽揚 | Rep 1 | 2011-12 | 2018-02 |
| Wayne George Bowers | RO 1, 2, 9 | 2012-09 | 2018-01 |
| Xing Cheng 程星 | Rep 1 | 2009-01 | 2017-11 |
| Sunil Prem Daswani | RO 1 Rep 1 | 2005-03 | 2017-11 |
| Neil Allan Campling | Rep 1, 4 | 2017-05 | 2017-09 |
| Jordan Chun Kit Sin 冼俊傑 | Rep 1 | 2015-01 | 2017-08 |
| Keng Hin Chuah 蔡景興 | RO 1, 2, 9 Rep 9 | 2011-10 | 2017-04 |
| Carter Wilson Bishop | Rep 1 | 2014-10 | 2017-01 |
| Maggie Mei Kei Fan 樊美姬 | Rep 1 | 2015-11 | 2016-12 |
| Teng Hui Nicholas Tan 陳定輝 | Rep 1 | 2015-11 | 2016-10 |
| Tsui Ying Leung 梁翠瑩 | Rep 1 | 2006-10 | 2016-03 |
| Shlomo Bassous | Rep 9 | 2011-10 | 2015-12 |
| Bertelino Pereira Rebelo | RO 1 Rep 1 | 2005-10 | 2015-12 |
| Bo Rolf Anders Kratz | RO 1, 2, 9 Rep 1 | 2012-11 | 2015-12 |
| Kaitlyn Shiyuet Choo 朱世悅 | Rep 1 | 2013-10 | 2015-10 |
| Man Chow 周敏 | Rep 1 | 2012-02 | 2015-07 |
| Bradley Joseph Blackwell | Rep 1 | 2013-02 | 2015-03 |
| Brian Patrick Ovaert | RO 1, 2, 9 | 2014-01 | 2015-03 |
| Craig Stewart Annakin | RO 1, 2 | 2011-11 | 2015-02 |
| Yee Ki Ho 何漪淇 | Rep 1 | 2010-08 | 2015-02 |
| Mark Edward Coker | Rep 1 | 2014-09 | 2014-12 |
| Simon Andrew Hutchinson | Rep 1 | 2009-09 | 2014-10 |
| Joseph Anthony Tenuta | Rep 1 | 2011-06 | 2014-09 |
| Tomoko Maeda | Rep 1 | 2012-04 | 2014-09 |
| Barry Mc Carthy | Rep 1 | 2011-10 | 2014-07 |
| Anders Jimmy Fahlin | Rep 9 | 2012-03 | 2014-06 |
| Jacob Carl Weaver | Rep 1 | 2009-09 | 2014-05 |
| Thomas Robert Benzmiller | RO 1 Rep 1 | 2005-04 | 2014-05 |
| Kam Hoong Mak 麥錦雄 | Rep 1 | 2012-10 | 2014-05 |
Showing 1–100 of 152
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