Barry Mc Carthy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Barry Mc Carthy ( ), a licensed former licensee with CE reference AYD555. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2021-02-19 | 2022-05-13 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2021-02-19 | 2022-05-13 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2021-02-19 | 2022-05-13 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2014-08-13 | 2022-05-13 |
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 1 - Dealing in securities | 2011-10-03 | 2014-07-15 |