Barry Mc Carthy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Barry Mc Carthy, a licensed former licensee with CE reference AYD555. This person has 10.5 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2021-02-19 | 2022-05-13 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2021-02-19 | 2022-05-13 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2021-02-19 | 2022-05-13 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2014-08-13 | 2022-05-13 |
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 1 - Dealing in securities | 2011-10-03 | 2014-07-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Barry Mc Carthy during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.