Daniel Jason Phillips
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Jason Phillips ( ), a licensed former licensee with CE reference BNV264. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 1 - Dealing in securities | 2018-12-12 | 2019-02-25 |
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 4 - Advising on securities | 2018-12-12 | 2019-02-25 |