Nicholas James Dymond
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas James Dymond ( ), a licensed former licensee with CE reference AVV851. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 9 — Asset management | 2017-03-27 | 2019-01-30 |
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 1 — Dealing in securities | 2010-09-10 | 2019-01-30 |