Nicholas James Dymond

CE No. AVV851 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas James Dymond (), a licensed former licensee with CE reference AVV851. Total licence records on file: 2.

Licence history

FirmRoleRegulated activityFromTo
Northern Trust Company of Hong Kong Limited, The Rep Type 9 — Asset management 2017-03-27 2019-01-30
Northern Trust Company of Hong Kong Limited, The Rep Type 1 — Dealing in securities 2010-09-10 2019-01-30

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