Nicholas James Dymond
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas James Dymond, a licensed former licensee with CE reference AVV851. This person has 8.4 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 9 - Asset management | 2017-03-27 | 2019-01-30 |
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 1 - Dealing in securities | 2010-09-10 | 2019-01-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nicholas James Dymond during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.