Carter Wilson Bishop
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carter Wilson Bishop, a licensed former licensee with CE reference AOJ057. This person has 7.5 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 1 - Dealing in securities | 2014-10-27 | 2017-01-20 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2006-12-29 | 2012-03-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Carter Wilson Bishop during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.