Richard Allan Vigsnes Jr
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Allan Vigsnes Jr ( ), a licensed former licensee with CE reference AYD211. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Northern Trust Company of Hong Kong Limited, The | RO | Type 1 — Dealing in securities | 2013-03-08 | 2021-06-01 |
| Northern Trust Company of Hong Kong Limited, The | RO | Type 2 — Dealing in futures contracts | 2011-11-02 | 2021-06-01 |