Wayne George Bowers
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wayne George Bowers, a licensed former licensee with CE reference BAD802. This person has 5.3 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Northern Trust Company of Hong Kong Limited, The | RO | Type 1 - Dealing in securities | 2012-09-12 | 2018-01-09 |
| Northern Trust Company of Hong Kong Limited, The | RO | Type 2 - Dealing in futures contracts | 2012-09-12 | 2018-01-09 |
| Northern Trust Company of Hong Kong Limited, The | RO | Type 9 - Asset management | 2012-09-12 | 2018-01-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wayne George Bowers during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.