Bo Rolf Anders Kratz
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bo Rolf Anders Kratz, a licensed former licensee with CE reference ALD505. This person has 15.2 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Conning Asia Pacific Limited 康利亞太有限公司 |
RO | Type 1 - Dealing in securities | 2016-02-16 | 2021-11-29 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
RO | Type 4 - Advising on securities | 2016-02-16 | 2021-11-29 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
RO | Type 9 - Asset management | 2016-02-16 | 2021-11-29 |
| Northern Trust Company of Hong Kong Limited, The | RO | Type 2 - Dealing in futures contracts | 2013-12-05 | 2015-12-05 |
| Northern Trust Company of Hong Kong Limited, The | RO | Type 9 - Asset management | 2013-12-05 | 2015-12-05 |
| Northern Trust Company of Hong Kong Limited, The | RO | Type 1 - Dealing in securities | 2013-02-28 | 2015-12-05 |
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 1 - Dealing in securities | 2012-11-29 | 2013-02-28 |
| EnTrustPermal (Hong Kong) Limited 盈信博茂(香港)有限公司(以EnTrustGlobal名義經營業務) |
RO | Type 4 - Advising on securities | 2007-08-27 | 2011-02-28 |
| EnTrustPermal (Hong Kong) Limited 盈信博茂(香港)有限公司(以EnTrustGlobal名義經營業務) |
RO | Type 1 - Dealing in securities | 2006-04-22 | 2011-02-28 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2005-05-20 | 2006-03-06 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
RO | Type 4 - Advising on securities | 2005-05-20 | 2006-03-06 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-08-24 | 2005-05-20 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2004-08-24 | 2005-05-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Bo Rolf Anders Kratz during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.