Bo Rolf Anders Kratz
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bo Rolf Anders Kratz ( ), a licensed former licensee with CE reference ALD505. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Conning Asia Pacific Limited 康利亞太有限公司 |
RO | Type 1 — Dealing in securities | 2016-02-16 | 2021-11-29 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
RO | Type 4 — Advising on securities | 2016-02-16 | 2021-11-29 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
RO | Type 9 — Asset management | 2016-02-16 | 2021-11-29 |
| Northern Trust Company of Hong Kong Limited, The | RO | Type 2 — Dealing in futures contracts | 2013-12-05 | 2015-12-05 |
| Northern Trust Company of Hong Kong Limited, The | RO | Type 9 — Asset management | 2013-12-05 | 2015-12-05 |
| Northern Trust Company of Hong Kong Limited, The | RO | Type 1 — Dealing in securities | 2013-02-28 | 2015-12-05 |
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 1 — Dealing in securities | 2012-11-29 | 2013-02-28 |
| EnTrustPermal (Hong Kong) Limited 盈信博茂(香港)有限公司(以EnTrustGlobal名義經營業務) |
RO | Type 4 — Advising on securities | 2007-08-27 | 2011-02-28 |
| EnTrustPermal (Hong Kong) Limited 盈信博茂(香港)有限公司(以EnTrustGlobal名義經營業務) |
RO | Type 1 — Dealing in securities | 2006-04-22 | 2011-02-28 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2005-05-20 | 2006-03-06 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
RO | Type 4 — Advising on securities | 2005-05-20 | 2006-03-06 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-08-24 | 2005-05-20 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2004-08-24 | 2005-05-20 |