Tsit Shan Tung
董哲珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsit Shan Tung (董哲珊), a licensed former licensee with CE reference AFJ430. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 1 — Dealing in securities | 2022-12-19 | 2023-10-31 |
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 4 — Advising on securities | 2019-04-03 | 2023-10-31 |
| Northern Trust Company of Hong Kong Limited, The | RO | Type 1 — Dealing in securities | 2012-09-11 | 2022-12-19 |
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 1 — Dealing in securities | 2011-11-28 | 2012-09-11 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2009-06-17 | 2011-01-16 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
RO | Type 4 — Advising on securities | 2009-06-17 | 2011-01-16 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-08 | 2009-06-17 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-08 | 2009-06-17 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2005-06-14 | 2007-12-31 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2005-06-14 | 2007-12-31 |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
Rep | Type 1 — Dealing in securities | present | 2005-04-25 |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
Rep | Type 4 — Advising on securities | present | 2005-04-25 |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
Rep | Type 6 — Advising on corporate finance | present | 2005-03-10 |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
Rep | Type 9 — Asset management | present | 2005-03-10 |