Eric Joon Ho Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Joon Ho Lee, a licensed former licensee with CE reference BIV170. This person has 8.6 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 4 - Advising on securities | 2019-04-01 | 2025-07-24 |
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 1 - Dealing in securities | 2016-12-23 | 2025-07-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Eric Joon Ho Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.