St. James's Place (Hong Kong) Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for St. James's Place (Hong Kong) Limited, a Hong Kong-based licensed corporation with CE reference AAV439. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 48 (total recorded over time: 169). Earliest licence on file: 2012-02-14.
- Category:
-
Buyside · Wealth management ?
- Registered address:
- 1/F, Henley Building, 5 Queen's Road Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2012-02-14 | present |
| Type 4 - Advising on securities | Pre-2003 | present |
| Type 9 - Asset management | 2015-10-30 | present |
| Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-16 |
| Type 9 - Asset management | Pre-2003 | 2005-06-14 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (169)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Stephen Philip Gollop | RO 1, 4, 9 Rep 1, 4, 9 | 2015-08 | Present |
| Martin Wolfgang Hennecke | RO 1, 4, 9 Rep 1, 4 | 2013-10 | Present |
| Timothy Laurence Proudlock 彭樂添 | RO 1, 4, 9 Rep 1, 4, 9 | 2016-02 | Present |
| Oliver Jeremy Wickham | RO 1, 4, 9 Rep 1, 4 | 2008-01 | Present |
| Paul Brady | Rep 1, 4, 9 | 2008-01 | Present |
| Christopher John Coram Brooks | Rep 1, 4, 9 | 2016-04 | Present |
| Maghnus Patrick Byrne | Rep 1, 4, 9 | 2025-08 | Present |
| Kitty Lai King Cheung 張麗琼 | Rep 1, 4, 9 | 2012-05 | Present |
| Eleanor Marie Coleman | Rep 1, 4, 9 | 2017-12 | Present |
| Reuben Saul Cramer | Rep 1, 4, 9 | 2017-08 | Present |
| Jemma Daley | Rep 1, 4, 9 | 2021-08 | Present |
| Justin Paul Davies | Rep 1, 4, 9 | 2018-10 | Present |
| Joseph Toby Dowler | Rep 1, 4, 9 | 2022-10 | Present |
| Herve Louis Jean Denis Marie Galichon | Rep 1, 4, 9 | 2026-02 | Present |
| Julian Galvin 嘉駿昂 | Rep 1, 4, 9 | 2015-07 | Present |
| Tatum Olivia Gollop | Rep 1, 4, 9 | 2022-10 | Present |
| Kevin Hart | Rep 1, 4, 9 | 2025-01 | Present |
| Alexander Jack Anthony Hewitt | Rep 1, 4, 9 | 2026-05 | Present |
| Piers Illingworth | Rep 1, 4, 9 | 2020-07 | Present |
| Nicholas Mark Jackson | Rep 1, 4, 9 | 2017-09 | Present |
| Jasmine Jalif | Rep 1, 4, 9 | 2018-08 | Present |
| Nicholas Vaughan Jeffreys | Rep 1, 4, 6, 9 | Pre-2003 | Present |
| Ryan Jenkins | Rep 1, 4, 9 | 2016-08 | Present |
| Kishan Karia | Rep 1, 4, 9 | 2017-10 | Present |
| Andrew Richard Kelly | Rep 1, 4, 6, 9 | Pre-2003 | Present |
| William David Leo Kruis | Rep 1, 4, 9 | 2015-01 | Present |
| Winston Kam Wah Lai 黎錦華 | Rep 1, 4, 9 | 2005-07 | Present |
| David Wei Yan Lam | Rep 1, 4, 9 | 2022-10 | Present |
| Trevor Cheuk Him Lee 李卓謙 | Rep 1, 4, 9 | 2020-10 | Present |
| Matthew Peter Lloyd | Rep 1, 4, 9 | 2020-06 | Present |
| Joanne Loney | Rep 1, 4, 6, 9 | Pre-2003 | Present |
| Miguel Zechariah Lopez | Rep 1, 4 | 2024-07 | Present |
| Jason Sean O'Leary | Rep 1, 4, 9 | 2018-11 | Present |
| Michael Jeremy Purvis | Rep 1, 4, 9 | 2025-04 | Present |
| Stephen Peter Putnam | Rep 1, 4, 9 | 2015-11 | Present |
| Stuart James Rankin | Rep 1, 4, 9 | 2020-02 | Present |
| Claire Robinson | Rep 1, 4, 9 | 2016-05 | Present |
| Samuel Dylan Schenk | Rep 1, 4, 9 | 2023-02 | Present |
| Frederick David Scholtz | Rep 1, 4, 9 | 2021-10 | Present |
| Alexander Paul Shute | Rep 1, 4, 9 | 2022-02 | Present |
| Yuen-Po Tang 鄧元甫 | Rep 1, 4, 9 | 2024-03 | Present |
| Andrew John Tawn | Rep 1, 4, 9 | 2015-03 | Present |
| Deep Singh Vinner | Rep 1, 4, 9 | 2019-05 | Present |
| Luke David Voyce | Rep 1, 4, 9 | 2023-08 | Present |
| James William Warner | Rep 1, 4, 9 | 2015-03 | Present |
| Mark Williams | Rep 1, 4, 9 | 2024-11 | Present |
| Jonathan Marc Edward Winter | Rep 1, 4, 9 | 2021-05 | Present |
| Christopher James Woodhead | Rep 1, 4, 9 | 2024-10 | Present |
| Simon Sai Ho Liu 廖世浩 | RO 1, 4, 9 Rep 4, 9 | 2008-05 | 2025-10 |
| Jason Gregory White | Rep 1, 4, 9 | 2015-04 | 2025-06 |
| Kyle Sheldon Timms | Rep 1, 4, 9 | 2024-10 | 2025-06 |
| Duncan Alexander Hands | Rep 1, 4, 9 | 2020-06 | 2025-06 |
| Richard John Lewis | Rep 1, 4, 9 | 2015-09 | 2024-12 |
| Philip Chan 陳菲臘 | Rep 1, 4, 9 | 2018-11 | 2024-09 |
| Gavin James MacFarlane | Rep 1, 4, 9 | 2020-05 | 2024-07 |
| Richard Philip Bolton | Rep 1, 4, 9 | 2009-07 | 2024-06 |
| Stephen Edward Doughty | Rep 1, 4, 9 | 2008-08 | 2024-04 |
| Anthony Ronald Leigh 李東尼 | Rep 1, 4, 9 | 2018-10 | 2024-02 |
| Nicholas James Lumb | Rep 1, 4, 9 | 2007-03 | 2024-01 |
| James Edward Englebrecht | Rep 1, 4, 9 | 2015-11 | 2023-12 |
| Simon Francis Robinson | Rep 1, 4, 9 | 2013-01 | 2023-12 |
| David Alistair Rankin | Rep 1, 4, 9 | 2022-01 | 2023-10 |
| Matthew James Deeprose | RO 1, 4, 9 Rep 1, 4, 9 | 2020-08 | 2023-10 |
| Annabel Frances McCormick-Houston | Rep 1, 4, 9 | 2016-10 | 2023-09 |
| Wei-Ting Sheng 盛薇庭 | Rep 1, 4, 9 | 2023-09 | 2023-09 |
| Aly Ramzi | Rep 1, 4, 9 | 2019-12 | 2023-07 |
| Michael Jonathan van Smit | Rep 1, 4, 9 | 2008-08 | 2023-06 |
| Chun Hin Leung 梁晉軒 | Rep 1, 4, 9 | 2023-02 | 2023-06 |
| Enzio Graf von Pfeil | Rep 1, 4, 9 | 2018-02 | 2023-04 |
| Christopher David Robarts Briggs | Rep 1, 4, 9 | 2020-05 | 2023-04 |
| Bryce Francis Don | Rep 1, 4, 9 | 2017-11 | 2023-03 |
| Gareth John Llewelyn-Williams | Rep 1, 4, 9 | 2016-08 | 2023-02 |
| Daniel John Howell | Rep 1, 4, 9 | 2019-12 | 2023-02 |
| Kim Seng Ch'ng | Rep 1, 4, 9 | 2014-10 | 2023-01 |
| Richard Hepplestone | Rep 1, 4 | 2019-12 | 2022-12 |
| Sheila Dickinson | Rep 1, 4, 9 | 2018-11 | 2022-08 |
| Wei Lim Roberts | Rep 1, 4, 9 | 2019-07 | 2022-08 |
| Li Peng Chung | Rep 1, 4, 9 | 2020-08 | 2022-07 |
| Aakash Gobind Ludhani | Rep 1, 4, 9 | 2016-03 | 2022-06 |
| Thomas James Stanley | Rep 1, 4, 9 | 2020-11 | 2022-05 |
| Mark Donald Rawson | RO 1, 4 Rep 1, 4, 9 | 2009-05 | 2022-05 |
| Jamie Seaton Spence | Rep 1 | 2018-12 | 2021-12 |
| Agost Andras Makszin | Rep 1, 4, 9 | 2016-12 | 2021-09 |
| Colin Kwan Lun Lee 李崑崙 | Rep 1, 4, 9 | 2015-09 | 2021-08 |
| King Yuet Chan 陳琼月 | Rep 1, 4, 9 | 2020-11 | 2021-08 |
| Rafaello Javier Araya Olivares | Rep 1, 4, 9 | 2020-08 | 2021-06 |
| Duncan Charles Neil MacFarlane | Rep 1, 4, 9 | 2019-12 | 2021-04 |
| Guy Christopher Buckby | Rep 1, 4, 9 | 2019-04 | 2021-02 |
| Zuba Adham | Rep 1, 4 | 2018-11 | 2020-12 |
| Jonathan Luke Povey | Rep 1, 4, 9 | 2019-12 | 2020-12 |
| Peter Fenyves | Rep 1, 4, 9 | 2020-05 | 2020-11 |
| Karim Micael Assad | Rep 1, 4, 9 | 2018-05 | 2020-10 |
| Vianney Gil Jean-Martin Bernard | Rep 1, 4, 9 | 2020-02 | 2020-10 |
| Matthew James William Bond | Rep 1, 4, 9 | 2017-02 | 2020-09 |
| Alice Mary Mathilde Perfettini | Rep 1, 4, 9 | 2017-10 | 2020-09 |
| Nicholas Alexander James Tempest | Rep 1, 4 | 2016-10 | 2020-09 |
| Sarah Jane Powell | Rep 1, 4, 9 | 2015-09 | 2020-09 |
| Ulf Ueberschaer | Rep 1, 4, 9 | 2020-01 | 2020-08 |
| David John Hubbard | Rep 1, 4 | 2017-08 | 2020-08 |
| John Sellick Parsons | Rep 1, 4 | 2018-06 | 2020-08 |
Showing 1–100 of 169
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