Sarah Jane Powell
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sarah Jane Powell ( ), a licensed former licensee with CE reference BGC816. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited |
Rep | Type 9 - Asset management | 2019-03-25 | 2020-09-01 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 1 - Dealing in securities | 2015-09-04 | 2020-09-01 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 4 - Advising on securities | 2015-09-04 | 2020-09-01 |