Mark Donald Rawson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Donald Rawson, a licensed former licensee with CE reference ADX840. This person has 17.0 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited | Rep | Type 9 - Asset management | 2020-11-23 | 2022-05-04 |
| St. James's Place (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2017-10-04 | 2022-05-04 |
| St. James's Place (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2017-10-04 | 2022-05-04 |
| St. James's Place (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2012-02-14 | 2017-10-04 |
| St. James's Place (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2012-02-14 | 2017-10-04 |
| St. James's Place (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2009-05-14 | 2012-02-14 |
| Tyche Group Limited 橋川有限公司 |
Rep | Type 4 - Advising on securities | 2006-12-15 | 2009-04-27 |
| Tyche Group Limited 橋川有限公司 |
Rep | Type 9 - Asset management | 2006-12-15 | 2009-04-27 |
| RL360 Services Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2004-11-11 |
| RL360 Services Limited | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-11 |
| RL360 Services Limited | RO | Type 9 - Asset management | Pre-2003 | 2004-11-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mark Donald Rawson during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.