Richard Hepplestone
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Hepplestone ( ), a licensed former licensee with CE reference BPE699. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2020-12-11 | 2022-12-12 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2020-12-11 | 2022-12-12 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2019-12-10 | 2020-10-08 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2019-12-10 | 2020-10-08 |