King Yuet Chan
陳琼月
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Yuet Chan (陳琼月), a licensed former licensee with CE reference AHF243. This person has 11.8 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2020-11-06 | 2021-08-09 |
| St. James's Place (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2020-11-06 | 2021-08-09 |
| St. James's Place (Hong Kong) Limited | Rep | Type 9 - Asset management | 2020-11-06 | 2021-08-09 |
| Sinostar Securities Limited 華星證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-01-09 | 2020-04-30 |
| Sinostar Asset Management Limited 華星資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-01-09 | 2020-04-30 |
| Sinostar Asset Management Limited 華星資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-01-09 | 2020-04-30 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2017-12-20 | 2018-03-14 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-12-20 | 2018-03-14 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-12-20 | 2018-03-14 |
| Links International Investment Consultant Limited 靈獅國際投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2014-07-21 | 2017-12-12 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-02 | 2012-06-14 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-11-02 | 2012-06-14 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 9 - Asset management | 2010-11-02 | 2012-06-14 |
| Thornton Global Wealth Management Limited 豐盛環球理財有限公司 |
Rep | Type 4 - Advising on securities | 2006-10-01 | 2007-10-15 |
| Tyche Group Limited 橋川有限公司 |
Rep | Type 9 - Asset management | 2003-07-14 | 2006-09-01 |
| Tyche Group Limited 橋川有限公司 |
Rep | Type 4 - Advising on securities | 2003-07-09 | 2006-09-01 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-07-09 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as King Yuet Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.