Richard John Lewis
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard John Lewis ( ), a licensed former licensee with CE reference BGC209. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2019-04-02 | 2024-12-31 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2015-09-01 | 2024-12-31 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2015-09-01 | 2024-12-31 |