Nicholas Alexander James Tempest
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Alexander James Tempest ( ), a licensed former licensee with CE reference BGI091. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited |
Rep | Type 1 - Dealing in securities | 2016-10-14 | 2020-09-07 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 4 - Advising on securities | 2016-10-14 | 2020-09-07 |