Daniel John Howell
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel John Howell ( ), a licensed former licensee with CE reference AWF431. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MK Asia Limited |
RO | Type 1 — Dealing in securities | 2023-12-18 | 2024-08-01 |
| MK Asia Limited |
RO | Type 4 — Advising on securities | 2023-12-18 | 2024-08-01 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2019-12-17 | 2023-02-08 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2019-12-17 | 2023-02-08 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2019-12-17 | 2023-02-08 |
| Towers Watson Investment Services Hong Kong Limited 韜睿惠悅投資顧問香港有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-12 | 2014-04-13 |