Duncan Charles Neil MacFarlane
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Duncan Charles Neil MacFarlane, a licensed former licensee with CE reference BPE336. This person has 1.3 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2019-12-10 | 2021-04-09 |
| St. James's Place (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2019-12-10 | 2021-04-09 |
| St. James's Place (Hong Kong) Limited | Rep | Type 9 - Asset management | 2019-12-10 | 2021-04-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Duncan Charles Neil MacFarlane during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.