Simon Sai Ho Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Sai Ho Liu (廖世浩), a licensed Responsible Officer with CE reference AQV856. Currently licensed at 1 firm(s): MFG Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 17.7 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 1 - Dealing in securities | 2026-06-12 | present |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 4 - Advising on securities | 2026-06-12 | present |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 9 - Asset management | 2026-06-12 | present |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 1 - Dealing in securities | 2026-02-24 | 2026-06-12 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 4 - Advising on securities | 2026-02-24 | 2026-06-12 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 9 - Asset management | 2026-02-24 | 2026-06-12 |
| St. James's Place (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2020-02-13 | 2025-10-06 |
| St. James's Place (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2019-08-14 | 2025-10-06 |
| St. James's Place (Hong Kong) Limited | RO | Type 9 - Asset management | 2019-08-14 | 2025-10-06 |
| St. James's Place (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2017-01-11 | 2019-08-14 |
| St. James's Place (Hong Kong) Limited | Rep | Type 9 - Asset management | 2017-01-11 | 2019-08-14 |
| St. James's Place (Hong Kong) Limited | Rep | Type 9 - Asset management | 2016-09-15 | 2016-11-17 |
| St. James's Place (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2008-05-14 | 2016-11-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Simon Sai Ho Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.