Simon Sai Ho Liu
廖世浩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Sai Ho Liu (廖世浩), CE reference AQV856. Currently licensed at 1 firm(s): MFG Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2026-02-24 | present |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 4 — Advising on securities | 2026-02-24 | present |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 9 — Asset management | 2026-02-24 | present |
| St. James's Place (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2020-02-13 | 2025-10-06 |
| St. James's Place (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2019-08-14 | 2025-10-06 |
| St. James's Place (Hong Kong) Limited |
RO | Type 9 — Asset management | 2019-08-14 | 2025-10-06 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2017-01-11 | 2019-08-14 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2017-01-11 | 2019-08-14 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2016-09-15 | 2016-11-17 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2008-05-14 | 2016-11-17 |