David Alistair Rankin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Alistair Rankin, a licensed Representative with CE reference BRY983. Currently licensed at 1 firm(s): Oreana Financial Services Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2023-12-04 | present |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 4 - Advising on securities | 2023-12-04 | present |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 9 - Asset management | 2023-12-04 | present |
| St. James's Place (Hong Kong) Limited |
Rep | Type 1 - Dealing in securities | 2022-01-28 | 2023-10-27 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 4 - Advising on securities | 2022-01-28 | 2023-10-27 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 9 - Asset management | 2022-01-28 | 2023-10-27 |