Francois Josef Hora
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Francois Josef Hora, CE reference AZV769. Currently licensed at 1 firm(s): Complus Asset Management Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Complus Asset Management Limited 金栢資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-10-10 | present |
| Complus Asset Management Limited 金栢資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-10-10 | present |
| Complus Asset Management Limited 金栢資產管理有限公司 |
RO | Type 9 — Asset management | 2014-07-11 | present |
| Complus Asset Management Limited 金栢資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2023-03-30 | 2023-10-10 |
| Complus Asset Management Limited 金栢資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-03-30 | 2023-10-10 |
| Complus Asset Management Limited 金栢資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-08-15 | 2014-07-11 |