Francois Josef Hora
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Francois Josef Hora, a licensed Responsible Officer with CE reference AZV769. Currently licensed at 1 firm(s): Complus Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.9 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Complus Asset Management Limited 金栢資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2023-10-10 | present |
| Complus Asset Management Limited 金栢資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-10-10 | present |
| Complus Asset Management Limited 金栢資產管理有限公司 |
RO | Type 9 - Asset management | 2014-07-11 | present |
| Complus Asset Management Limited 金栢資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2023-03-30 | 2023-10-10 |
| Complus Asset Management Limited 金栢資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-03-30 | 2023-10-10 |
| Complus Asset Management Limited 金栢資產管理有限公司 |
Rep | Type 9 - Asset management | 2012-08-15 | 2014-07-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Francois Josef Hora during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.