Ka Yan Kathleen Yau
邱嘉茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yan Kathleen Yau (邱嘉茵), a licensed former licensee with CE reference BJY491. This person has 0.5 years of SFC licence history. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2026-01-26 | 2026-07-27 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
Rep | Type 9 - Asset management | 2026-01-26 | 2026-07-27 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Yan Kathleen Yau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.