Shaun Nittal Sethi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shaun Nittal Sethi, a licensed Representative with CE reference ANM069. Currently licensed at 1 firm(s): Complus Asset Management Limited. Active regulated activities: Type 9 - Asset management. This person has 17.2 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Complus Asset Management Limited 金栢資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-11-07 | present |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-18 | 2016-12-02 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-06-02 | 2009-07-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shaun Nittal Sethi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.