Christine Yan Yi Lu
呂欣怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christine Yan Yi Lu (呂欣怡), CE reference BNS454. Currently licensed at 1 firm(s): Complus Asset Management Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Complus Asset Management Limited 金栢資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-07-03 | present |
| Complus Asset Management Limited 金栢資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-07-03 | present |
| Complus Asset Management Limited 金栢資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-10-20 | present |
| CR Capital Investment Management Limited | Rep | Type 4 — Advising on securities | 2018-11-22 | 2021-09-24 |
| CR Capital Investment Management Limited | Rep | Type 9 — Asset management | 2018-11-22 | 2021-09-24 |