Christine Yan Yi Lu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christine Yan Yi Lu (呂欣怡), a licensed Representative with CE reference BNS454. Currently licensed at 1 firm(s): Complus Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.5 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Complus Asset Management Limited 金栢資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2023-07-03 | present |
| Complus Asset Management Limited 金栢資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-07-03 | present |
| Complus Asset Management Limited 金栢資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-10-20 | present |
| CR Capital Investment Management Limited | Rep | Type 4 - Advising on securities | 2018-11-22 | 2021-09-24 |
| CR Capital Investment Management Limited | Rep | Type 9 - Asset management | 2018-11-22 | 2021-09-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Christine Yan Yi Lu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.