Michelle Ka Yee Wan
溫嘉兒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michelle Ka Yee Wan (溫嘉兒), CE reference AHN070. Currently licensed at 1 firm(s): CCB Securities Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB Securities Limited 建行證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-28 | present |
| CCB Securities Limited 建行證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-04-25 |
| CCB Securities Limited 建行證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-02 |
| CCB Securities Limited 建行證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-02 |
| CCB Securities Limited 建行證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-02 |