Jiming Li
李繼明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jiming Li (李繼明), CE reference BTA225. Currently licensed at 1 firm(s): Complus Asset Management Limited. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Complus Asset Management Limited 金栢資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-01-17 | present |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-10-06 | 2024-01-03 |