Chun Wah Fan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Wah Fan (范俊華), a licensed Responsible Officer with CE reference APV753. Currently licensed at 1 firm(s): China Rise Securities Asset Management Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 17.8 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
RO | Type 4 - Advising on securities | 2025-11-25 | present |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
RO | Type 9 - Asset management | 2025-11-25 | present |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2024-08-09 | present |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-10-09 | 2025-11-25 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
Rep | Type 9 - Asset management | 2024-10-09 | 2025-11-25 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2024-07-05 | 2024-08-09 |
| Rhine Asset Management Company Limited 萊茵資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2024-05-28 | 2024-06-21 |
| Kai Yin Securities Limited 凱銀證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2022-08-08 | 2023-02-08 |
| Kai Yin Securities Limited 凱銀證券有限公司 |
RO | Type 4 - Advising on securities | 2022-08-08 | 2023-09-18 |
| Kai Yin Securities Limited 凱銀證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-07-19 | 2023-09-18 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-03-15 | 2021-06-25 |
| Black Marble Securities Limited 貝格隆証券有限公司 |
RO | Type 1 - Dealing in securities | 2017-07-21 | 2021-02-26 |
| Black Marble Securities Limited 貝格隆証券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-12-31 | 2017-07-21 |
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-25 | 2015-12-21 |
| Enlighten Futures Limited 名匯期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-03-25 | 2015-12-21 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-12-04 | 2009-03-16 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-12-04 | 2009-03-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chun Wah Fan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.