Yen-Chun Lin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yen-Chun Lin (林彥君), a licensed Responsible Officer with CE reference ASM080. Currently licensed at 1 firm(s): CWB Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 17.1 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CWB Hong Kong Limited | RO | Type 1 - Dealing in securities | 2019-11-13 | present |
| CWB Hong Kong Limited | RO | Type 4 - Advising on securities | 2019-11-07 | present |
| CWB Hong Kong Limited | RO | Type 9 - Asset management | 2019-04-15 | present |
| Fortis, Sheriffs & Browns Asia Co. Limited | RO | Type 1 - Dealing in securities | 2017-06-07 | 2018-12-31 |
| Fortis, Sheriffs & Browns Asia Co. Limited | RO | Type 9 - Asset management | 2017-06-07 | 2018-12-31 |
| orientiert International Markets Limited | RO | Type 1 - Dealing in securities | 2016-11-09 | 2018-05-31 |
| orientiert International Markets Limited | RO | Type 9 - Asset management | 2016-11-09 | 2018-05-31 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-09-30 | 2018-05-31 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 9 - Asset management | 2015-10-05 | 2018-05-31 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 1 - Dealing in securities | 2013-09-10 | 2018-05-31 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 9 - Asset management | 2013-03-15 | 2015-10-05 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-02-20 | 2013-09-10 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-02-25 | 2012-01-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yen-Chun Lin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.