Robert Lock Yen Cheung
張諾仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Lock Yen Cheung (張諾仁), a licensed Responsible Officer with CE reference BEQ539. Currently licensed at 1 firm(s): CWB Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CWB Hong Kong Limited |
RO | Type 1 - Dealing in securities | 2022-07-28 | present |
| CWB Hong Kong Limited |
RO | Type 4 - Advising on securities | 2018-01-09 | present |
| CWB Hong Kong Limited |
RO | Type 9 - Asset management | 2018-01-09 | present |
| Redwood Peak Limited | RO | Type 4 - Advising on securities | 2017-09-04 | 2017-09-15 |
| Redwood Peak Limited | RO | Type 9 - Asset management | 2017-09-04 | 2017-09-15 |