Robert Lock Yen Cheung
張諾仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Lock Yen Cheung (張諾仁), CE reference BEQ539. Currently licensed at 1 firm(s): CWB Hong Kong Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CWB Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2022-07-28 | present |
| CWB Hong Kong Limited |
RO | Type 4 — Advising on securities | 2018-01-09 | present |
| CWB Hong Kong Limited |
RO | Type 9 — Asset management | 2018-01-09 | present |
| Redwood Peak Limited | RO | Type 4 — Advising on securities | 2017-09-04 | 2017-09-15 |
| Redwood Peak Limited | RO | Type 9 — Asset management | 2017-09-04 | 2017-09-15 |