Robert Lock Yen Cheung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Lock Yen Cheung (張諾仁), a licensed Responsible Officer with CE reference BEQ539. Currently licensed at 1 firm(s): CWB Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 8.6 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CWB Hong Kong Limited | RO | Type 1 - Dealing in securities | 2022-07-28 | present |
| CWB Hong Kong Limited | RO | Type 4 - Advising on securities | 2018-01-09 | present |
| CWB Hong Kong Limited | RO | Type 9 - Asset management | 2018-01-09 | present |
| Redwood Peak Limited | RO | Type 4 - Advising on securities | 2017-09-04 | 2017-09-15 |
| Redwood Peak Limited | RO | Type 9 - Asset management | 2017-09-04 | 2017-09-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Robert Lock Yen Cheung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yen-Chun Lin | CWB Hong Kong Limited | 2019–present |
| You Sheng Liao | CWB Hong Kong Limited | 2020–2025 |
| Kshitij Manish Shah | CWB Hong Kong Limited | 2018–2024 |
| Hsiao-Ying Chen | CWB Hong Kong Limited | 2021–2025 |
| Zi Wang | CWB Hong Kong Limited | 2020–2023 |
| Hongyu Liu | CWB Hong Kong Limited | 2020–2023 |
| Catherine Margaret Mooney | CWB Hong Kong Limited | 2021–2023 |
| Yi-Ping Wu | CWB Hong Kong Limited | 2018–2020 |
| Hoi Li Cheung | CWB Hong Kong Limited | 2021–2023 |
| Daniel Pok Man Jim | CWB Hong Kong Limited | 2018–2020 |
| John Kai Hang Fung | CWB Hong Kong Limited | 2018–2020 |
| Yuk Yu Yeung | CWB Hong Kong Limited | 2018–2019 |
| I Hsuan Chen | CWB Hong Kong Limited | 2018–2020 |
| Ka Kui Chan | CWB Hong Kong Limited | 2021–2022 |
| Siu Cheuk Ryan Lee | CWB Hong Kong Limited | 2021–2022 |
| Yuen Ching Shirley Yip | CWB Hong Kong Limited | 2018–2019 |
| Ngar Ting Kam | CWB Hong Kong Limited | 2019–2020 |
| Tze Wai Yiu | CWB Hong Kong Limited | 2018–2019 |
| Kwok Choi Li | CWB Hong Kong Limited | 2018–2019 |
| Derek Man Foon Chan | CWB Hong Kong Limited | 2018–2019 |